Osaic is a company in the financial services sector seeking a detail-oriented Compliance Assistant to join their Premier Trust team. The role involves monitoring account distributions, reviewing compliance reports, and ensuring adherence to state and federal regulations.
Responsibilities
- Works closely with the BSA/Compliance Officer to ensure policies and procedures are being met by staff
- Comply with Bank Secrecy Act (BSA), OFAC Anti-Money Laundering (AML), and compliance policies related to job duties
- Review OFAC lists and 314a requests against client database, research and document potential matches
- Monitors transactions for suspicious activity
- Report any individual suspected of suspicious activity immediately to the BSA/Compliance Officer
- Coordinate with administrators to ensure account documentation is accessible for internal reviews
- Balancing of Accounts and review of statements
- Maintain strict confidentiality of all records and data received
- Assists compliance team with other tasks as needed
- All other duties as assigned
Skills
- Minimum of high school diploma or equivalent is required
- Knowledge of BSA/AML regulations and Nevada trust statutes
- Ability to read, analyze, and interpret trust documents
- Ability to organize, prioritize, and handle multiple tasks
- Strong analytical and problem-solving skills
- Proficient in utilizing various software packages including Microsoft Office, Outlook, Power Point, and Excel
- Effective oral, written, and interpersonal communication skills with the ability to apply common sense to carry out instructions, interpret documents, understand procedures, write reports, and speak/write clearly to customers and employees
- 1+ year of experience in financial services
- Bachelor's Degree preferred
Benefits
- Health, vision, dental insurance
- 401k
- Vacation and sick time
- Volunteer days
- Much more
Company Overview
Osaic provides the support, resources, and community designed for the future of wealth management. It was founded in 2016, and is headquartered in Phoenix, Arizona, USA, with a workforce of 1001-5000 employees. Its website is https://osaic.com/.
Apply Now